\documentclass[a4paper]{article} \usepackage{amsmath} \usepackage{hyperref} \usepackage{graphicx} \title{Using local binary patterns to read license plates in photographs} % Paragraph indentation \setlength{\parindent}{0pt} \setlength{\parskip}{1ex plus 0.5ex minus 0.2ex} \begin{document} \maketitle \section*{Project members} Gijs van der Voort\\ Richard Torenvliet\\ Jayke Meijer\\ Tadde\"us Kroes\\ Fabi\'en Tesselaar \tableofcontents \pagebreak \setcounter{secnumdepth}{1} \section{Problem description} License plates are used for uniquely identifying motorized vehicles and are made to be read by humans from great distances and in all kinds of weather conditions. Reading license plates with a computer is much more difficult. Our dataset contains photographs of license plates from various angles and distances. This means that not only do we have to implement a method to read the actual characters, but given the location of the license plate and each individual character, we must make sure we transform each character to a standard form. This has to be done or else the local binary patterns will never match! Determining what character we are looking at will be done by using Local Binary Patterns. The main goal of our research is finding out how effective LBP's are in classifying characters on a license plate. In short our program must be able to do the following: \begin{enumerate} \item Use a perspective transformation to obtain an upfront view of license plate. \item Reduce noise where possible to ensure maximum readability. \item Extracting characters using the location points in the xml file. \item Transforming a character to a normal form. \item Creating a local binary pattern histogram vector. \item Matching the found vector with a learning set. \item And finally it has to check results with a real data set. \end{enumerate} \section{Language of choice} The actual purpose of this project is to check if LBP is capable of recognizing license plate characters. We knew the LBP implementation would be pretty simple. Thus an advantage had to be its speed compared with other license plate recognition implementations, but the uncertainity of whether we could get some results made us pick Python. We felt Python would not restrict us as much in assigning tasks to each member of the group. In addition, when using the correct modules to handle images, Python can be decent in speed. \section{Implementation} Now we know what our program has to be capable of, we can start with the implementations. \subsection{Transformation} A simple perspective transformation will be sufficient to transform and resize the plate to a normalized format. The corner positions of license plates in the dataset are supplied together with the dataset. \subsection{Extracting a letter} NO LONGER VALID! Because we are already given the locations of the characters, we only need to transform those locations using the same perspective transformation used to create a front facing license plate. The next step is to transform the characters to a normalized manner. The size of the letter W is used as a standard to normalize the width of all the characters, because W is the widest character of the alphabet. We plan to also normalize the height of characters, the best manner for this is still to be determined. \begin{enumerate} \item Crop the image in such a way that the character precisely fits the image. \item Scale the image to a standard height. \item Extend the image on either the left or right side to a certain width. \end{enumerate} The resulting image will always have the same size, the character contained will always be of the same height, and the character will alway be positioned at either the left of right side of the image. \subsection{Reducing noise} Small amounts of noise will probably be suppressed by usage of a Gaussian filter. A real problem occurs in very dirty license plates, where branches and dirt over a letter could radically change the local binary pattern. A question we can ask ourselves here, is whether we want to concentrate ourselves on these exceptional cases. By law, license plates have to be readable. Therefore, we will first direct our attention at getting a higher score in the 'regular' test set before addressing these cases. Considered the fact that the LBP algorithm divides a letter into a lot of cells, there is a good change that a great number of cells will still match the learning set, and thus still return the correct character as a best match. Therefore, we expect the algorithm to be very robust when dealing with noisy images. \subsection{Local binary patterns} Once we have separate digits and characters, we intent to use Local Binary Patterns (Ojala, Pietikäinen \& Harwood, 1994) to determine what character or digit we are dealing with. Local Binary Patterns are a way to classify a texture based on the distribution of edge directions in the image. Since letters on a license plate consist mainly of straight lines and simple curves, LBP should be suited to identify these. \subsubsection{LBP Algorithm} The LBP algorithm that we implemented is a square variant of LBP, the same that is introduced by Ojala et al (1994). Wikipedia presents a different form where the pattern is circular. \begin{itemize} \item Determine the size of the square where the local patterns are being registered. For explanation purposes let the square be 3 x 3. \\ \item The grayscale value of the middle pixel is used a threshold. Every value of the pixel around the middle pixel is evaluated. If it's value is greater than the threshold it will be become a one else a zero. \begin{figure}[h!] \center \includegraphics[scale=0.5]{lbp.png} \caption{LBP 3 x 3 (Pietik\"ainen, Hadid, Zhao \& Ahonen (2011))} \end{figure} Notice that the pattern will be come of the form 01001110. This is done when a the value of the evaluated pixel is greater than the threshold, shift the bit by the n(with i=i$_{th}$ pixel evaluated, starting with $i=0$). This results in a mathematical expression: Let I($x_i, y_i$) an Image with grayscale values and $g_n$ the grayscale value of the pixel $(x_i, y_i)$. Also let $s(g_i, g_c)$ (see below) with $g_c$ = grayscale value of the center pixel and $g_i$ the grayscale value of the pixel to be evaluated. $$ s(g_i, g_c) = \left\{ \begin{array}{l l} 1 & \quad \text{if $g_i$ $\geq$ $g_c$}\\ 0 & \quad \text{if $g_i$ $<$ $g_c$}\\ \end{array} \right. $$ $$LBP_{n, g_c = (x_c, y_c)} = \sum\limits_{i=0}^{n-1} s(g_i, g_c)^{2i} $$ The outcome of this operations will be a binary pattern. \item Given this pattern, the next step is to divide the pattern in cells. The amount of cells depends on the quality of the result, so trial and error is in order. Starting with dividing the pattern in to cells of size 16. \item Compute a histogram for each cell. \begin{figure}[h!] \center \includegraphics[scale=0.7]{cells.png} \caption{Divide in cells(Pietik\"ainen et all (2011))} \end{figure} \item Consider every histogram as a vector element and concatenate these. The result is a feature vector of the image. \item Feed these vectors to a support vector machine. This will ''learn'' which vector indicates what vector is which character. \end{itemize} To our knowledge, LBP has yet not been used in this manner before. Therefore, it will be the first thing to implement, to see if it lives up to the expectations. When the proof of concept is there, it can be used in the final program. Important to note is that due to the normalization of characters before applying LBP. Therefore, no further normalization is needed on the histograms. Given the LBP of a character, a Support Vector Machine can be used to classify the character to a character in a learning set. The SVM uses \subsection{Matching the database} Given the LBP of a character, a Support Vector Machine can be used to classify the character to a character in a learning set. The SVM uses the collection of histograms of an image as a feature vector. The SVM can be trained with a subsection of the given dataset called the ''Learning set''. Once trained, the entire classifier can be saved as a Pickle object\footnote{See \url{http://docs.python.org/library/pickle.html}} for later usage. \section{Implementation} In this section we will describe our implementations in more detail, explaining choices we made. \subsection{Licenseplate retrieval} In order to retrieve the license plate from the entire image, we need to perform a perspective transformation. However, to do this, we need to know the coordinates of the four corners of the licenseplate. For our dataset, this is stored in XML files. So, the first step is to read these XML files. \paragraph*{XML reader} The XML reader will return a 'license plate' object when given an XML file. The licence plate holds a list of, up to six, NormalizedImage characters and from which country the plate is from. The reader is currently assuming the XML file and image name are corresponding. Since this was the case for the given dataset. This can easily be adjusted if required. To parse the XML file, the minidom module is used. So the XML file can be treated as a tree, where one can search for certain nodes. In each XML file it is possible that multiple versions exist, so the first thing the reader will do is retrieve the current and most up-to-date version of the plate. The reader will only get results from this version. Now we are only interested in the individual characters so we can skip the location of the entire license plate. Each character has a single character value, indicating what someone thought what the letter or digit was and four coordinates to create a bounding box. To make things not to complicated a Character class and Point class are used. They act pretty much as associative lists, but it gives extra freedom on using the data. If less then four points have been set the character will not be saved. When four points have been gathered the data from the actual image is being requested. For each corner a small margin is added (around 3 pixels) so that no features will be lost and minimum amounts of new features will be introduced by noise in the margin. In the next section you can read more about the perspective transformation that is being done. After the transformation the character can be saved: Converted to grayscale, but nothing further. This was used to create a learning set. If it doesn't need to be saved as an actual image it will be converted to a NormalizedImage. When these actions have been completed for each character the license plate is usable in the rest of the code. \paragraph*{Perspective transformation} Once we retrieved the cornerpoints of the license plate, we feed those to a module that extracts the (warped) license plate from the original image, and creates a new image where the license plate is cut out, and is transformed to a rectangle. \subsection{Noise reduction} The image contains a lot of noise, both from camera errors due to dark noise etc., as from dirt on the license plate. In this case, noise therefore means any unwanted difference in color from the surrounding pixels. \paragraph*{Camera noise and small amounts of dirt} The dirt on the license plate can be of different sizes. We can reduce the smaller amounts of dirt in the same way as we reduce normal noise, by applying a Gaussian blur to the image. This is the next step in our program.\\ \\ The Gaussian filter we use comes from the \texttt{scipy.ndimage} module. We use this function instead of our own function, because the standard functions are most likely more optimized then our own implementation, and speed is an important factor in this application. \paragraph*{Larger amounts of dirt} Larger amounts of dirt are not going to be resolved by using a Gaussian filter. We rely on one of the characteristics of the Local Binary Pattern, only looking at the difference between two pixels, to take care of these problems.\\ Because there will probably always be a difference between the characters and the dirt, and the fact that the characters are very black, the shape of the characters will still be conserved in the LBP, even if there is dirt surrounding the character. \subsection{Character retrieval} The retrieval of the character is done the same as the retrieval of the license plate, by using a perspective transformation. The location of the characters on the license plate is also available in de XML file, so this is parsed from that as well. \subsection{Creating Local Binary Patterns and feature vector} Every pixel is a center pixel and it is also a value to evaluate, but not at the same time. Every pixel is evaluated as shown in the section about the LBP algorithm, in a square. The 8 neighbours around that pixel are evaluated. This area can be bigger but this form is the generic form of LBP, no interpolation is needed because the pixels adressed as neighbours are indeed pixels. Take an example where the full square can be evaluated, there are cases where the neighbours are out of bounds. The first to be checked is the pixel in the left bottom corner in the square 3 x 3, with coordinate $(x - 1, y - 1)$ with $g_c$ as center pixel on location $(x, y)$. If the grayscale value of the neighbour in the left bottom corner is greater than the grayscale value of the center pixel than return true. Bitshift the first bit with 7. The outcome is now 1000000. The second neighbour will be bitshifted with 6, and so on. Until we are at 0. The result is a binary pattern of the local point just evaluated. Now only the edge pixels are a problem, but a simpel check if the location of the neighbour is still in the image can resolve this. We simply return false if it is. \paragraph*{Histogram and Feature Vector} After all the Local Binary Patterns are created for every pixel. This pattern is divided in to cells. The feature vector is the vector of concatenated histograms. These histograms are created for cells. These cells are created by dividing the \textbf{pattern} in to cells and create a histogram of that. So multiple cells are related to one histogram. All the histograms are concatenated and feeded to the SVM that will be discussed in the next section, Classification. \subsection{Classification} \section{Finding parameters} Now that we have a functioning system, we need to tune it to work properly for license plates. This means we need to find the parameters. Throughout the program we have a number of parameters for which no standard choice is available. These parameters are:\\ \\ \begin{tabular}{l|l} Parameter & Description\\ \hline $\sigma$ & The size of the Gaussian blur.\\ \emph{cell size} & The size of a cell for which a histogram of LBPs will be generated.\\ $\gamma$ & Parameter for the Radial kernel used in the SVM.\\ $c$ & The soft margin of the SVM. Allows how much training errors are accepted. \end{tabular}\\ \\ For each of these parameters, we will describe how we searched for a good value, and what value we decided on. \subsection{Parameter $\sigma$} The first parameter to decide on, is the $\sigma$ used in the Gaussian blur. To find this parameter, we tested a few values, by checking visually what value removed most noise out of the image, while keeping the edges sharp enough to work with. By checking in the neighbourhood of the value that performed best, we where able to 'zoom in' on what we thought was the best value. It turned out that this was $\sigma = ?$. \subsection{Parameter \emph{cell size}} The cell size of the Local Binary Patterns determines over what region a histogram is made. The trade-off here is that a bigger cell size makes the classification less affected by relative movement of a character compared to those in the learning set, since the important structure will be more likely to remain in the same cell. However, if the cell size is too big, there will not be enough cells to properly describe the different areas of the character, and the feature vectors will not have enough elements.\\ \\ In order to find this parameter, we used a trial-and-error technique on a few basic cell sizes, being ?, 16, ?. We found that the best result was reached by using ??. \subsection{Parameters $\gamma$ \& $c$} The parameters $\gamma$ and $c$ are used for the SVM. $c$ is a standard parameter for each type of SVM, called the 'soft margin'. This indicates how exact each element in the learning set should be taken. A large soft margin means that an element in the learning set that accidentally has a completely different feature vector than expected, due to noise for example, is not taken into account. If the soft margin is very small, then almost all vectors will be taken into account, unless they differ extreme amounts.\\ $\gamma$ is a variable that determines the size of the radial kernel, and as such blablabla.\\ \\ Since these parameters both influence the SVM, we need to find the best combination of values. To do this, we perform a so-called grid-search. A grid-search takes exponentially growing sequences for each parameter, and checks for each combination of values what the score is. The combination with the highest score is then used as our parameters, and the entire SVM will be trained using those parameters.\\ \\ We found that the best values for these parameters are $c=?$ and $\gamma =?$. \section{Results} The goal was to find out two things with this research: The speed of the classification and the accuracy. In this section we will show our findings. \subsection{Speed} Recognizing license plates is something that has to be done fast, since there can be a lot of cars passing a camera in a short time, especially on a highway. Therefore, we measured how well our program performed in terms of speed. We measure the time used to classify a license plate, not the training of the dataset, since that can be done offline, and speed is not a primary necessity there.\\ \\ The speed of a classification turned out to be blablabla. \subsection{Accuracy} Of course, it is vital that the recognition of a license plate is correct, almost correct is not good enough here. Therefore, we have to get the highest accuracy score we possibly can.\\ \\ According to Wikipedia \footnote{ \url{http://en.wikipedia.org/wiki/Automatic_number_plate_recognition}}, commercial license plate recognition software score about $90\%$ to $94\%$, under optimal conditions and with modern equipment. Our program scores an average of blablabla. \section{Difficulties} During the implementation and testing of the program, we did encounter a number of difficulties. In this section we will state what these difficulties were and whether we were able to find a proper solution for them. \subsection*{Dataset} We did experience a number of problems with the provided dataset. A number of these are problems to be expected in a real world problem, but which make development harder. Others are more elemental problems.\\ The first problem was that the dataset contains a lot of license plates which are problematic to read, due to excessive amounts of dirt on them. Of course, this is something you would encounter in the real situation, but it made it hard for us to see whether there was a coding error or just a bad example.\\ Another problem was that there were license plates of several countries in the dataset. Each of these countries has it own font, which also makes it hard to identify these plates, unless there are a lot of these plates in the learning set.\\ A problem that is more elemental is that some of the characters in the dataset are not properly classified. This is of course very problematic, both for training the SVM as for checking the performance. This meant we had to check each character whether its description was correct. \subsection*{SVM} We also had trouble with the SVM for Python. The standard Python SVM, libsvm, had a poor documentation. There was no explanation what so ever on which parameter had to be what. This made it a lot harder for us to see what went wrong in the program. \section{Workload distribution} The first two weeks were team based. Basically the LBP algorithm could be implemented in the first hour, while some talked and someone did the typing. Some additional 'basics' where created in similar fashion. This ensured that every team member was up-to-date and could start figuring out which part of the implementation was most suited to be done by one individually or in a pair. \subsection{Who did what} Gijs created the basic classes we could use and helped the rest everyone by keeping track of what required to be finished and whom was working on what. Tadde\"us and Jayke were mostly working on the SVM and all kinds of tests whether the histograms were matching and alike. Fabi\"en created the functions to read and parse the given xml files with information about the license plates. Upon completion all kinds of learning and data sets could be created. %Richard je moet even toevoegen wat je hebt gedaan :P:P %maar miss is dit hele ding wel overbodig Ik dacht dat Rein het zei tijdens %gesprek van ik wil weten hoe het ging enzo. \subsection{How it went} Sometimes one cannot hear the alarm bell and wake up properly. This however was not a big problem as no one was affraid of staying at Science Park a bit longer to help out. Further communication usually went through e-mails and replies were instantaneous! A crew to remember. \section{Conclusion} Awesome \end{document}